Expert compliance solutions for financial institutions

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Whether you're a traditional bank, sponsor bank, or fintech, we deliver practitioner-led compliance solutions using embedded workflows to ensure faster, more consistent outcomes—with full accountability for results.
Banks
Fintechs

Banks

Traditional and community banks face mounting regulatory pressures while trying to modernize operations and compete with digital-first challengers.

At elevatebrc, we partner with banks to strengthen their compliance infrastructure, enhance governance frameworks, and prepare for examinations—using embedded workflows that reduce friction and accelerate execution. Our practitioners bring deep experience from leading banks and regulatory consulting practices, taking full accountability for engagement outcomes.

How can we help?

Compliance Management System Design
Build or enhance your CMS with clear policies, effective training, robust monitoring, and strong complaint management processes.
Audit Readiness & Exam Prep
Prepare for regulatory examinations with gap assessments, documentation reviews, and mock exams that identify issues before examiners do.
Governance & Operating Model
Design risk governance structures, committee charters, and operating models that meet regulatory expectations and support efficient decision-making.
Third-Party Risk Management
Develop robust vendor oversight programs with risk-tiered due diligence, ongoing monitoring, and contract management frameworks.

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Expert compliance services tailored for traditional banking institutions.
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Sponsor Banks

Sponsor banks face unique challenges: regulatory scrutiny on fintech partnerships, the need for scalable oversight processes, and pressure to onboard partners faster without sacrificing compliance standards.

At elevatebrc, we specialize in helping sponsor banks build efficient, defensible fintech oversight programs. Our practitioner-led approach with embedded workflows delivers comprehensive assessments in less time and at lower cost than traditional consulting—with full accountability for engagement outcomes.

How can we help?

Fintech Onboarding Programs
Streamline due diligence for new fintech partners with standardized assessment frameworks, risk-based tiering, and efficient documentation workflows.
Periodic Review Programs
Conduct ongoing oversight of fintech partners with AI-assisted document review, consistent assessment methodologies, and scalable reporting.
Regulatory Alignment
Ensure your fintech oversight program meets OCC, FDIC, and Federal Reserve expectations with defensible processes and clear audit trails.
Program Optimization
Transform your fintech oversight from a bottleneck to a competitive advantage with faster turnaround times and reduced costs.

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Specialized services for banks with fintech partnership programs.
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Fintechs

Fintechs need to move fast—but compliance can't be an afterthought. Whether you're preparing for your first sponsor bank partnership or scaling existing programs, you need compliance infrastructure that satisfies partners and regulators without slowing innovation.

At elevatebrc, we understand fintechs because our team includes founders who built and scaled fintechs themselves. We take full accountability for helping you build compliance programs that pass due diligence the first time, satisfy ongoing oversight requirements, and scale with your business.

How can we help?

Sponsor Bank Readiness
Build the compliance infrastructure and documentation you need to pass sponsor bank due diligence and secure partnerships faster.
CMS Development
Create or enhance your Compliance Management System with policies, training, monitoring, and reporting that meet regulatory expectations.
Marketing Compliance
Build marketing compliance programs that enable growth while managing UDAP/UDAAP, fair lending, and disclosure requirements.
Ongoing Program Support
Prepare for periodic reviews with documentation updates, gap remediation, and continuous improvement of your compliance posture.

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Compliance solutions designed for fast-moving fintech companies.
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